Legal Consultant - Asset Management / Securities

About the role

Axiom is seeking a Legal Consultant to support financial institution clients in asset management, securities brokerage, and wealth management. This role involves providing legal support, drafting documentation, and ensuring regulatory compliance across the region.

Responsibilities

• Provide legal support on asset management, securities brokerage, and wealth management activities across region
• Draft, review, and negotiate key documentation, including fund constitutive documents, investment management and distribution agreements, and brokerage/trading agreements
• Review client-facing and marketing materials for funds, portfolios, and wealth management products, ensuring compliance with applicable laws and regulations
• Monitor regulatory developments, update internal policies/templates, and deliver training to business and support teams on securities and asset management legal issues

Required skills

• Securities law
• Funds law
• Asset management law
• Contract drafting
• English
• Chinese
• Mandarin

Qualifications

• 1-4 years of post-qualification experience at a reputable law firm or financial institution

Benefits

• Health benefits
• CPF/MPF contributions
• Professional development resources
• Learning and development programs

About the Company

Axiom is the global leader in high-calibre, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth.